Trademarks
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TRADEMARKS

  A TRADEMARK is either a word, phrase, symbol or design, or combination of words, phrases, symbols or designs, which identifies and distinguishes the source of the goods or services of one party from those of others.  A service mark is the same as a trademark except that it identifies and distinguishes the source of a service rather than a product.  Although both collectively are commonly referred to as "trademark"  Normally, a mark for goods appears on the product or on its packaging, while a service mark appears in advertising for the services. 

 

You can register your trademark with the United States Patent and Trademark Office if it is used in interstate commerce.  If it is used exclusively in New Jersey, you may register it with the New Jersey Secretary of State.

 

A trademark is different from a copyright or a patent.  A copyright protects an original artistic or literary work; a patent protects an invention. 

 

People sometimes confuse the organization of a business under a particular name with establishing trademark rights in that name.  Incorporating your business under a particular name or similar such business organizations do not in themselves establish trademark rights against a competitor already using the same name or a confusingly similar name.  Sometimes business owners believing they have rights in a name will spend substantial sums promoting their business name only to find that a competitor has the right to prevent them from using that name.

 

Establishing Federal Trademark Rights

 

Trademark rights arise from either (1) actual use of the mark, or (2) the filing of a proper application to register a mark in the Patent and Trademark Office (PTO) stating that the applicant has a bona fide intention to use the mark in commerce regulated by the U.S. Congress.  Federal registration is not required to establish rights in a mark, nor is it required to begin use of a mark. However, federal registration can secure benefits beyond the rights acquired by merely using a mark.  For example, the owner of a federal registration is presumed to be the owner of the mark for the goods and services specified in the registration, and to be entitled to use the mark nationwide. 

 

There are two related but distinct types of rights in a mark:  the right to register and the right to use. Generally, the first party who either uses a mark in commerce or files an application in the PTO has the ultimate right to register that mark.  The PTO's authority is limited to determining the right to register. The right to use a mark can be more complicated to determine.  This is particularly true when two parties have begun use of the same or similar marks without knowledge of one another and neither has a federal registration.  Only a court can render a decision about the right to use, such as issuing an injunction or awarding damages for infringement.  Federal registration can provide significant advantages to a party involved in a court proceeding. 

 

Unlike copyrights or patents, trademark rights can last indefinitely if the owner continues to use the mark to identify its goods or services.  The term of a federal trademark registration is 10 years, with 10-year renewal terms.  However, between the fifth and sixth year after the date of initial registration, the registrant must file an affidavit setting forth certain information to keep the registration alive.  If no affidavit is filed, the registration is canceled. 

 

 

Types of Applications for Federal Registration

 

An applicant may apply for federal registration in three principal ways.  (1) An applicant who has already commenced using a mark in commerce may file based on that use (a "use" application).  (2) An applicant who has not yet used the mark may apply based on a bona fide intention to use the mark in commerce (an "intent-to-use" application).  For the purpose of obtaining federal registration, commerce means all commerce which may lawfully be regulated by the U.S. Congress, for example, interstate commerce or commerce between the U.S. and another country.  The use in commerce must be a bona fide use in the ordinary course of trade, and not made merely to reserve a right in a mark.  Use of a mark in promotion or advertising before the product or service is actually provided under the mark on a normal commercial scale does not qualify as use in commerce.  Use of a mark in purely local commerce within a state does not qualify as "use in commerce", but you may then register with the New Jersey Secretary of State instead of the Patent & Trademark Office.  If an applicant files based on a bona fide intention to use in commerce, the applicant will have to use the mark in commerce and submit an allegation of use to the PTO before the PTO will register the mark (See page 12).  (3) Additionally, under certain international agreements, an applicant from outside the United States may file in the United States based on an application or registration in another country. 

 

A United States registration provides protection only in the United States and its territories.  If the owner of a mark wishes to protect a mark in other countries, the owner must seek protection in each country separately under the relevant laws. 

 

 

Who May File an Application?

 

The application must be filed in the name of the owner of the mark; usually an individual, corporation or partnership.  The owner of a mark controls the nature and quality of the goods or services identified by the mark. 

 

 

Foreign Applicants

 

Applicants not living in the United States must designate in writing the name and address of a domestic representative -- a person residing in the United States "upon whom notices of process may be served for proceedings affecting the mark."  The applicant may do so by submitting a statement that the named person at the address indicated is appointed as the applicant's domestic representative under §1(e) of the Trademark Act.  The applicant must sign this statement.  This person will receive all communications from the PTO unless the applicant is represented by an attorney in the United States.

 

 

Searches for Conflicting Marks

 

While an applicant is not required to conduct a search for conflicting marks prior to applying with the PTO, it is prudent.  This is because in evaluating an application, the PTO examining attorney conducts a search and notifies the applicant if a conflicting mark is found.  The application fee, which covers processing and search costs, will not be refunded even if a conflict is found and the mark cannot be registered.  Therefore, the best course is to conduct a search before attempting to file the trademark application in order to determine whether there are other trademarks being used which are the same or confusingly similar to that which you seek to register.

 

To determine whether there is a conflict between two marks, the PTO determines whether there would be likelihood of confusion, that is, whether relevant consumers would be likely to associate the goods or services of one party with those of the other party as a result of the use of the marks at issue by both parties. The principal factors to be considered in reaching this decision are the similarity of the marks and the commercial relationship between the goods and services identified by the marks.  To find a conflict, the marks need not be identical, and the goods and services do not have to be the same.

 

 

Use of the "TM," "SM" and "®" Symbols

 

Anyone who claims rights in a mark may use the TM (trademark) or SM (service mark) designation with the mark to alert the public to the claim.  It is not necessary to have a registration, or even a pending application, to use these designations.  The claim may or may not be valid.  The registration symbol, ®, may only be used when the mark is registered in the PTO.  It is improper to use this symbol at any point before the registration issues.